A.   Account Opening Procedure

 

  1. Please read the Client’s Agreement and Risk Disclosure Statement carefully and thoroughly;
  2. The Client’s Agreement and/or identity documents must be witnessed by and in the presence of our staff, or certified by any other registered person, Justice of the Peace, branch manager of a bank, certified public accountant, lawyer or notary public, with a copy of their Identity documents attached;
  3. Please complete the Account Opening Forms and prepare a copy* of the required documents.

 

B.   Required Documents

 

 

Document

Individual / Joint

Corporate*

Cash

Margin

Cash

Margin

1

HKID Card / Passport copies of ALL signers

2

Prove of address* (e.g. any telephone bill, utility bill, bank statement, etc. issued within 3 months)
*P.O. Box not acceptable

3

Witness Identity copy (if other than our Company’s staff)

4

Financial supporting document (e.g. tax return, asset/income proof, saving book journal, bank statement, etc.)

5

HKID Card / Passport copies of ALL shareholders, directors and operators

 

 

6

Financial supporting document (e.g. audited financial statement within 1 year)

 

 

7

Board Minutes specifying the signing arrangements for operating the account

 

 

8

Signature specimens of authorised Signers, Directors and Company Secretary

 

 

9

Certified true copy of Certificate of Incorporation

 

 

10

Certified true copy of Memorandum & Articles of Association

 

 

11

Certified true copy of Business Registration Certificate

 

 

12

Particulars of Directorship, Shareholders & Company Secretary (Form X / Latest Annual Return)

 

 

13

Letter of Confirmation / Minutes and other related documents for Company consisting of Corporate Directors

 

 

14

Certified true copy of Certificate of Incumbency (applicable to corporation registered overseas)

 

 

15

Certified true copy of Register of Directors  (applicable to corporation registered overseas)

 

 

16

Certified true copy of Register of Shares/Member(s) (applicable to corporation registered overseas)

 

 

 

*For corporate accounts all the supporting documents must be certified true copies.